0001519418-12-000017.txt : 20120813 0001519418-12-000017.hdr.sgml : 20120813 20120813113142 ACCESSION NUMBER: 0001519418-12-000017 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120813 DATE AS OF CHANGE: 20120813 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Rouse Properties, Inc. CENTRAL INDEX KEY: 0001528558 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 900750824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-86578 FILM NUMBER: 121026540 BUSINESS ADDRESS: STREET 1: 110 NORTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312 960-5000 MAIL ADDRESS: STREET 1: 110 NORTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Kinetics LLC CENTRAL INDEX KEY: 0001519418 IRS NUMBER: 450642972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G 1 horizonthirteengrsetw.txt HORIZONTHIRTEENGRSE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G made on August 13, 2012. Under the Securities Exchange Act of 1934 Issuer-Rouse Properties, Inc. Securities Class-common CUSIP Number-779287101 Event Requiring Filing -August 10, 2012 Filed pursuant to Rule 13d-1(b) CUSIP Number 779287101 Reporter- Horizon Kinetics LLC Tax ID#45-0642972 Place of Organization-Delaware Number of Shares-sole voting power-4,994,823 Sole dispositive power-4,994,823 Amount beneficially owned-4,994,823 Percent of Class represented by above-10.149% Type of Reporting Person-HC Name of Issuer-Rouse Properties, Inc. Address of Issuer-1114 Avenue of the Americas, Suite 2800, New York, N.Y. 10110 Name of Person Filing-Horizon Kinetics LLC Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016 Citizenship-Delaware Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1)(ii)(E). Amount beneficially owned-4,994,823 Percent of class-10.149% sole voting power-4,994,823 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-4,994,823 shared power to dispose/direct the disposition-0 Reporter-Kinetics Asset Management LLC Tax ID #13-3878346 Place of Organization-Delaware Number of Shares-sole voting power-2,796,685 sole dispositive power-2,796,685 amount beneficially owned-2,796,685 percent of class represented by above-5.68% type of reporting person-IA Name of Issuer-Rouse Properties, Inc. Address of Issuer-1114 Avenue of the Americas, Suite 2800, New York, N.Y. 10110 Name of Person Filing-Kinetics Asset Management LLC Address-470 Park Avenue South, 4th Floor South, NY, NY 10016 Citizenship-Delaware Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1))ii) (E) Amount beneficially owned-2,796,685 percent of class 5.68% sole voting power-2,796,685 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-2,796,685 shared power to dispose/direct the dispostion-0 Certification pursuant to Section 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date-August 13, 2012 Signature-Andrew M. Fishman Title-Associate General Counsel EXHIBIT A This joint filing agreement dated August 13, 2012 is by and among Horizon Kinetics LLC and Kinetics Asset Management LLC ("the Filing Persons"). Each of the filing persons may be required to file with the United States Securities and Exchange Commission a statement on Schedule G with respect to the common stock of Texas Pacific Land Trust beneficially owned by them from time to time. Pursuant to and in accordance with Rule 13(d)(1) (k) promulgated under the Securities Exchange Act of 1934, as amended, the Filing Persons hereby agree to file a single statement on Schedule G and any amendments thereto on behalf of each such parties, and hereby further agree to file this Joint Filing Agreement as an exhibit to such statement, as required by such rule. This joint filing agreement may be terminated by any of filers upon one week's written notice or such lesser period of notice as the Filing Persons many mutually agree. Horizon Kinetics LLC and Kinetics Asset Management LLC by Andrew M. Fishman, Associate General Counsel of each. August 13, 2012